Neptune

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Legal information

This website has been issued by Neptune Investment Management Limited who is authorised and regulated by the Financial Conduct Authority (FCA), Registration Number 416015. The register can be accessed at www.fca.org.uk. Neptune’s registered office is 3 Shortlands, London W6 8DA. The company is registered in England no. 4341768; for VAT under reference number 887 1263 92 and is a member of the Financial Ombudsman Scheme. Should you wish to contact us please refer to the 'Get in touch' menu which can be found on each page of the website.

Neptune markets a range of UK domiciled funds authorised for public distribution in the United Kingdom by the Financial Conduct Authority “FCA” (www.fca.org.uk). The Neptune European Opportunities, Neptune Global Equity, Neptune India, Neptune Japan Equity, Neptune Russia & Greater Russia and Neptune US Opportunities open-ended collective investment company funds included within these webpages have been authorised by FSMA, Autorité des services et marchés financiers (www.fsma.be) for public distribution in Belgium; the Autorité des Marchés Financiers “AMF” (www.lautorite.qc.ca) for public distribution in France; the Commission de Surviellance du Secteur Financier “CSSF” (www.cssf.lu) for public distribution in Luxembourg; the Netherlands Authority for the Financial Markets “AFM” (www.afm.nl) for public distribution in the Netherlands. A “servicing” passport has also been obtained for the Neptune India Fund and Japan Institutional Fund permitting cross-border activities without establishing a presence in these jurisdictions. The Neptune European Opportunities Fund has also been authorised by the Financial Market Authority (FMA) for public distribution in Austria, BaFin for public distribution in Germany as well as for public distribution in Spain. Further, the Neptune India Fund has been authorised by the Autorité des Marchés Financiers “AMF” (www.amf-france.org) for public distribution in France, BaFin for public distribution in Germany, as well as for public distribution in Italy and Spain.

The following Neptune Funds are authorised and registered for public distribution in and from Switzerland by the Swiss Financial Markets Supervisory Authority (FINMA):

Umbrella: Neptune Investment Funds
Registered date: 10.09.09
Fund type: OEIC
Neptune funds:
European Opportunities Fund
Global Equity Fund
India Fund
Russia & Greater Russia Fund
US Income Fund
US Opportunities Fund

Umbrella: Neptune Investment Funds IV
Registered date: 09.09.15
Fund type: OEIC
Neptune funds:
Japan Equity Fund

Neptune's prospectuses (Swiss editions), Key Investor Information Documents (Swiss editions), articles of incorporation and annual and semi-annual reports (Swiss editions), may be obtained free of charge from the Swiss representative.

Swiss Representative:
ACOLIN Fund Services AG
Affolternstrasse 56
CH-8050
Zürich
Switzerland

Swiss Paying Agent:
Banque Cantonale de Genève
17, Quai de l’Ile
1204 Geneva
Switzerland

Details of our regulatory status and authorisation by regulators in other countries are available from us on request.

Accuracy

While considerable care has been taken to ensure the information contained within this website is accurate and up-to-date, no warranty is given as to the accuracy or completeness of any information and no liability is accepted for any errors or omissions in such information. All products referred to on this website are subject to change without notice. Neptune is not obliged to remove any data immediately that has become inapplicable or out-dated through the passage of time.

The content, including the layout, of this site or products or services available via this website may be wholly or partly suspended, withdrawn or changed at any time. We may also immediately suspend the provision of all or any part of this website to you and/or block your access to this website.

Neptune and any third party authors of the information provided are not rendering any legal, accounting or other professional advice or opinions on specific facts or matters. Neptune assumes no liability whatsoever in connection with your use of this information.

Neptune makes no representations about the suitability of the information contained in the documents and related graphics published on this website for any purpose. All such documents and related graphics are provided without warranty of any kind. Please be aware that some of the products and services listed within the website and those provided by any third party that may be accessed via a link from this website may not be suitable for all investors.

Changes to our terms

We may change these Terms at any time by updating these pages.

You agree to review any applicable terms and conditions regularly and that your use of any part of this website will be subject to any such changes once they are made.

Advice and availability

Neptune does not offer investment advice on the merits or suitability of products and no information contained within this website should be construed as such. Neptune only provides information about its own products and services and does not advise clients. The details on these webpages serve solely for information and are not suitable as a basis for any investment or other decision. If you are accessing the website outside Switzerland, your local legislation may not permit us to offer products for you in your own country.

None of our products are available to residents of the United States of America, residents within an area subject to its jurisdictions or United States Persons. This applies to United States Persons who are resident outside the United States. If an investor subsequently becomes incorporated in the United States or a United States Person, Neptune Investment Management reserves the right to request a transfer of the Shares, or to redeem or cancel the Shares 90 days after giving notice to the Shareholder.

This website is intended for those who access it from within Switzerland. Because of this we cannot guarantee that the website, or the information thereon, complies with the local laws or regulations of, or is appropriate for use in, any other jurisdiction from which you access it. If you choose to access this website from a jurisdiction other than Switzerland you do so at your own risk and Neptune will not be liable for any breach of local law or regulation that you commit as a result of doing so.

All products or services provided to you by us shall only be available in the jurisdiction/s within which the provision of products or service are authorised to operate.

Investors are advised to always read the product information fully before committing to any contractual agreement and please make sure your clients read carefully all applicable terms, conditions and disclaimers relevant to the use of the products, services or information that may be offered from time to time.

Please note that most of the protections provided by the UK regulatory system and compensation under the UK's Financial Services Compensation Scheme, will not be available.

Tax assumptions and reliefs depend on an investor’s particular circumstances and may change if those circumstances or the law change.

No offer to buy or sell

Information or opinions contained on this website do not constitute an offer to sell or a solicitation, or offer to buy, any securities or financial instruments. It does not form part of any contract for the sale or purchase of any investment.

Should you seek to rely in any way whatsoever upon any content contained in this website, you do so at your own risk.

Any offer is made solely by means and on the basis of the published Prospectuses including any supplements which will also contain investment restrictions.

Liability

Neptune shall not accept any liability of any kind for losses or damage of whatever nature whether for direct, indirect or consequential damage which might result from the use of the Neptune web site.

Furthermore, Neptune shall decline any liability for any tampering with the Internet user's computer system by unauthorised persons. We would expressly refer to the danger of viruses and the possibility of deliberate hacking attacks.

Investment risks

Please remember that past performance should not be seen as a guide to future performance. The value of an investment and any income from it can fall as well as rise as a result of market and currency movement and investors may not get back the amount originally invested. Investments in emerging markets are higher risk and potentially more volatile than those in established markets.

Any views expressed within this website are those of the Fund Manager and/or Neptune as of the date of issue, these views may change and should not be taken as advice to invest. Any forecast, projection or target is indicative only and is not guaranteed in any way. Neptune accepts no liability for any failure to meet such a forecast, projection or target. We do not undertake to advise you as to any changes in our views.

In the case of investments for which there is not a recognised market it may be difficult for investors to sell their investment or to obtain reliable information about its value to the extent of the risks to which it is exposed.

Any past performance data that has not been shown is due to the information not being available. Stockmarket investments should be seen as a medium to long term investment and investors should plan to hold them for at least five years.

These and other risks are described in the Prospectus which should be read carefully prior to investing.

Third party sites

Links to third party websites are provided solely for your information. We have not reviewed any third party websites and are not responsible for their content. We therefore do not endorse or make any representations about them, or any material found there, or any results that may be obtained from using them. If you access any third party websites linked to this website, you do so entirely at your own risk. Your use of local sites and other parties' sites may be subject to their own terms and conditions which you should read.

Neither you nor any other party may use any part of this website on any other website, or link any other website to this site, without prior written permissions. We are not responsible for the set up of any link from a third party website to the Neptune website.

Cookies

The Neptune website uses cookies and similar technologies. Cookies are a widely adopted method of helping site owners improve the efficiency of their websites and gain information about how their sites are being used. A cookie is a small file containing letters and numbers that works by enabling your web browser (e.g. Microsoft Internet Explorer) to remember certain information about your computer’s website use and to distinguish you from other visitors to a site.

The cookies that we use on our site can be categorised into the following four groups:

  1. Cookies which aid navigation through the site and are essential for the site to work properly. These cookies expire at the end of your browser session (i.e. when you close Microsoft Internet Explorer).
  2. ‘Analytical’ cookies which enable us to understand how visitors got to our site and use our site. This information helps us to improve the way our website works and to assist visitors in finding the content they need more quickly. Some of these cookies only exist in your current browser session whereas other cookies will last for a longer period, as they provide us with useful information about repeat visits to our site.
  3. Cookies that improve visitor experience but are not essential for the site to work. On our site, we use this type of cookie for the ‘remember me’ function on our terms and conditions page. This helps regular visitors gain faster access to the content they are looking for as they do not need to accept the terms and conditions each time. This cookie will last on your browser for a month and is only deployed onto the browser after you have selected the ‘remember me’ option and have accepted our terms and conditions.
  4. Third party cookies or similar technologies that allow us to provide you with advertisements on third party websites that may be more relevant to your interests. These cookies and similar technology will only be deployed once you have agreed to our terms and conditions and will exist on your browser past the end of your current session.

None of our cookies contain personal or confidential information and we will not attempt to identify you from this information. If you agree to our terms and conditions you accept our use of cookies and similar technologies. If you would like to refuse cookies, you can do so by altering the settings on your web browser. You can also clear your cookies at any time using the settings in your web browser.

For a list of cookies used by Neptune, please visit our cookies page.

Accessibility

The Neptune website has been designed to be easily navigable and has a clear and intuitive structure. The site has been coded to the Web Accessibility Initiative’s W3C Priority Level 1 and is compatible with screen readers for visually impaired investors.

If you encounter accessibility issues while using this site, please contact us on 00 44 20 3249 0100.

To help us improve our service and in the interest of security, we may monitor and/or record communications between you and us. All recordings belong to Neptune. Neptune will never contact you by phone or email requesting personal details or account information. All personal information, such as name and email address, is collected for the purposes of sending you information requested or answering queries. This information will be held by us in accordance with data protection regulation and will not be passed to third parties. Click here to read Neptune’s full privacy notice. It may, however, be used by us to inform you of other services and products offered by Neptune. If you would like to be removed from our database at any point, please contact us with your request at enquiries@neptune-im.co.uk.